About the Role
This position is responsible for identifying, assessing, and mitigating regulatory risks while ensuring compliance with applicable laws and standards across all business operations.
Responsibilities
- Monitor changes in financial regulations and assess impact on business operations
- Develop and maintain compliance policies and procedures
- Conduct regular risk assessments to identify potential regulatory exposures
- Support internal audits and regulatory examinations
- Provide guidance to internal teams on compliance requirements
- Maintain up-to-date knowledge of FCA rules and regulatory expectations
- Escalate compliance issues to senior management when necessary
- Ensure accurate reporting of compliance metrics to stakeholders
- Collaborate with legal and risk teams to implement controls
- Assist in the design and delivery of compliance training programs
- Evaluate third-party vendors for regulatory compliance
- Maintain compliance documentation and evidence repositories
- Support new product launches with compliance assessments
- Track regulatory deadlines and ensure timely submissions
- Promote a culture of compliance across departments
- Investigate potential compliance breaches and recommend actions
- Work with customer operations to resolve compliance-related cases
- Ensure adherence to anti-money laundering regulations
- Support cross-border regulatory requirements where applicable
- Engage with external advisors and regulators as needed
Compensation
Competitive salary and benefits package
Work Arrangement
Hybrid working model with flexibility
Team
Part of the Risk & Compliance function supporting a fast-growing financial services platform
About the Team
This role sits within the Risk & Compliance team, which is responsible for safeguarding the company’s operations through proactive risk identification and regulatory adherence. The team works closely with product, legal, and operations to ensure sustainable growth within regulatory boundaries.
What You’ll Do
You will lead efforts to maintain compliance with evolving financial regulations, support internal controls, and act as a trusted advisor across departments. Your work will directly influence how the business manages regulatory exposure and meets its obligations.
Available for eligible candidates
