Responsibilities
- Collaborates with the business unit to strengthen adherence to regulations across all workflows, protocols, and operational methods
- Works closely with the first line of defense Compliance Manager to address audit findings and support corrective actions
- Engages with corporate compliance and business leaders to support remediation and reduce compliance risks
- Identifies opportunities to build or improve efficient, compliant operations
- Represents business needs while maintaining alignment with complex regulatory requirements
- Contributes insights on emerging risks, control performance, compliance exposure, and risk reduction strategies
- Provides feedback on the first line of defense compliance testing schedule
- Collaborates with compliance and governance teams to inform the bank's risk and control framework
- Supports leadership in responding to consumer complaints and tracks resolution timelines
- Assesses existing and new compliance regulations, reviews internal procedures, and helps develop training when necessary
- Helps prepare, create, and distribute reports for management, business units, and compliance departments
- Reviews testing outcomes to identify trends and ensures systemic issues are resolved or escalated appropriately
Work Arrangement
On-site
