Join a forward-thinking compliance team responsible for safeguarding investment integrity across a diverse portfolio of UCITS and alternative investment funds. In this role, you'll ensure adherence to both regulatory mandates and fund-specific guidelines, including those under SFDR and Luxembourg's CSSF framework. You'll analyze compliance data, evaluate exceptions, and determine appropriate classifications for breaches, including reporting obligations under Circular 24/856.
Key Responsibilities
- Monitor investment compliance parameters for UCITS and AIFs, verifying alignment with regulatory and fund-level restrictions.
- Investigate and report on compliance deviations, proposing corrective actions and escalation paths.
- Support the development and refinement of internal compliance procedures and risk management frameworks.
- Assess and track the evolving risk profiles of managed funds.
- Engage in system and process optimization initiatives to enhance monitoring efficiency.
- Review fund documentation during setup phases to ensure compliance readiness.
- Maintain communication with key stakeholders, including investment managers and auditors.
- Collaborate across departments to support client inquiries and new product launches.
- Assist in regulatory reporting and provide guidance to team members and management.
- Mentor junior analysts and contribute to team capability building.
Qualifications and Skills
Candidates should hold a degree in Finance, Economics, Accounting, or a related quantitative field. A minimum of three years of experience in investment compliance is required, with solid familiarity with UCITS, AIFMD, and ESMA guidelines. Proficiency in Microsoft Office is essential. Strong analytical thinking, clear communication, and deadline management are critical. Full professional fluency in English is expected.
Successful candidates will undergo a background check, and may be asked to provide a recent criminal record extract for character verification. Holding an FRM or CFA designation is considered advantageous.
Work Environment and Culture
This position is based in Luxembourg, within a multicultural and globally connected team. The organization emphasizes talent development, local inclusion, and continuous learning. You'll work in an environment that values precision, collaboration, and professional growth, supported by in-house training, education initiatives, and sponsorship opportunities.
