The Senior Risk and Compliance Analyst will play a key role in supporting the Investment Compliance Team in Luxembourg, focusing on day-to-day monitoring of investment compliance for UCITS and AIF funds. This position ensures regulatory adherence, identifies and reports breaches, and contributes to process improvements in a dynamic, multicultural setting.
What You'll Do
- Perform the regular monitoring in relation to investment compliance restrictions for UCITS/AIF under management (investment objectives & policies, regulatory restrictions, including SFDR related restrictions).
- Investigate and communicate the status of exceptions identified in relation to investment compliance restrictions (regulatory or fund specific), assess and propose classification of breaches including inter alia CSSF reporting pursuant to Circular 24/856.
- Contribute to ensuring the implementation and on-going review of procedures and policies related to investment compliance monitoring and risk management.
- Identify and monitor the risk profile of UCITS/AIF under management.
- Take an active part in the processes and systems enhancement by challenging, maintaining and contributing to the development of existing processes.
- Perform review of relevant fund documentation at the Fund’s set-up stage.
- Follow-up of compliance issues and maintain the communication with fund’s stakeholders such as investment managers, administrators, auditors, etc.
- Work closely with other departments and provide support to the clients with ad-hoc queries, new products, funds and/or strategies.
- Assist with regulatory reporting and ensure feed-back and support to colleagues and management.
- Support junior team members.
What We're Looking For
- Academic background in Finance/Economics/Accounting or other numerical discipline
- Experience with investment compliance monitoring, related systems/tools and corresponding regulatory requirements (at least 3 years)
- Extensive knowledge of Luxembourg and European regulatory framework (UCITS, AIFMD, CESR/ESMA guidelines)
- Good command of Microsoft Office
- Excellent communication, analytical and critical thinking skills with a solution-oriented mindset, with the ability to prioritize and to keep deadlines
- Full professional proficiency in written and spoken English
- Background check will be conducted as part of the hiring process once a job offer has made
- Candidates may be required to provide an extract from their criminal record issued by the authorities not older than three months, in accordance with Luxembourg law of 23 July 2016 amending the law of 29 March 2013
Nice to Have
- FRM or CFA designation is an asset
Technical Stack
- Microsoft Office
Team & Environment
- Part of the Investment Compliance Team
- Work within a multicultural team environment
Benefits & Compensation
- Favourable salary
- Chance to join a passionate and welcoming team
- Benefits tailored to each location to safeguard people and respect local cultures and ways of working
- Education support
- Sponsorship
- In-house training programs
Work Mode
- Onsite position located in Luxemburg
We are committed to an inclusive approach and investing in talent development, reflecting our ambition and growth as a company. We welcome diverse candidates and promote equal opportunities for all.
