Responsibilities
- Interpret regulatory requirements and provide practical, risk-based guidance
- Conduct compliance testing, monitoring, and risk assessments
- Support governance activities, including issue and complaint management, and third-party oversight
- Investigate and remediate compliance issues through root cause analysis
- Assist with audits, examinations, and regulatory inquiries
- Enhance policies, procedures, and internal controls
- Monitor regulatory developments and support implementation
- Provide guidance and mentorship to junior team members
Requirements
- Bachelor’s degree required
Nice to Have
- 4–6+ years of experience in compliance, risk management, or audit
- Experience with compliance testing, monitoring, or regulatory change management
- Knowledge of consumer protection laws and regulatory frameworks
- Strong analytical, problem-solving, and communication skills
- Ability to manage multiple priorities in a fast-paced environment
- CRCM or similar certification preferred
- effective judgment; relies on experience to accomplish goals and objectives
