At TD Bank, we’re reimagining what banking can be for our clients, colleagues, and communities. We are looking for a Director, Global Markets Supervision to join our TD Securities team. In this role, you will be responsible for planning, directing, and coordinating trading operations, with a specific focus on managing the firm's global communication surveillance and retention program. You will drive a cohesive strategy for communication channels across electronic, voice, mobile, video conferencing, and social media.

What You'll Do

Manage key relationships with business line and Compliance to establish Business Requirements for communication initiatives.
Manage channel ideation to onboarding with the Business and technology.
Coordinate with enterprise and TDS technology stakeholders on workflow functionality, scenario configuration and recalibration of surveillance parameters.
Develop plans to implement data controls and deliver those controls including confirming employee population for journaling and surveillance.
Monitor status of ingestion, retention and surveillance tools.
Manage regulatory and internal audit requests related to Communication Programs.
Oversee the development and execution of strategic planning for the unit.
Oversee program and project level forecasting and tracking.
Oversee the annual budget process.
Manage the headcount / resource process.
Lead and oversee the end-to-end delivery of requirements throughout the lifecycle of large scale/complex projects or programs.

What We're Looking For

A Bachelor's degree or progressive work experience.
7+ years of related experience.
Strong project management skills.
Strong leadership, interpersonal and relationship-building skills.
Excellent analytical skills.
Excellent Microsoft Office skills, in particular Excel.
Presentation skills.
A strong team player who can work in cross-organization situations.
Highly effective written and oral communication skills; excellent organizational skills.

Nice to Have

15+ years of experience in the capital markets industry with strong subject matter expertise in financial markets, regulatory requirements, industry best practices, and related systems and infrastructure processes.
Knowledge of US Broker Dealer regulation related to communications surveillance and record retention in a large banking institution.
Knowledge of surveillance tools such as Behavox, Smarsh, Social Patrol, etc.
Experience working with regulators and auditors.
Strong ability to work with Technology, Compliance, Legal or Risk partners to deliver program requirements.
Able to understand detailed and technical issues, can distill and summarize the problems, and recommend solutions to senior management.
Strong conceptual, analytical and problem-solving skills; an eye for detail; initiative to follow up on items.
A self-starter who can think critically and make decisions independently, while also able to collaborate.
Enjoys working in a fast-paced environment, able to manage competing and ever-changing priorities while under pressure.
Team player with ability to influence and achieve results through effective negotiation, and problem solving.
Excellent written and verbal communication skills.