Wealthspire Advisors LLC is looking for a VP, IT Risk & Compliance to lead our technology risk management and regulatory compliance programs. This role is responsible for ensuring robust governance across technology, vendor risk, and operational controls while supporting business innovation and organizational growth.
What You'll Do
- Maintain the enterprise IT risk framework and risk register.
- Conduct risk assessments across systems, infrastructure, and data platforms.
- Partner with technology leadership to ensure effective risk mitigation plans are implemented.
- Lead IT control programs supporting SEC, SOC 2, ISO, and internal audits.
- Coordinate with external auditors and regulatory exam teams to ensure compliance.
- Oversee due diligence and ongoing monitoring of technology vendors.
- Ensure third-party technology providers adhere to security and compliance standards.
- Maintain and update technology governance policies and procedures.
- Lead risk reporting to executive leadership and key stakeholders.
- Develop and maintain programs to respond to RFP and RFI requests.
- Manage client security and risk questionnaires, collaborating directly with clients, vendors, and partners.
What We're Looking For
- 15+ years of experience in IT risk, cybersecurity governance, or compliance.
- Strong understanding of financial regulatory environments.
- Experience with regulatory frameworks (SEC, FINRA, SOC2, NIST).
- Bachelor’s degree (or equivalent experience) in Computer Science, Engineering, or a related field, with emphasis on IT risk and cybersecurity compliance.
Benefits & Compensation
- Competitive salary.
- PTO & paid holidays.
- 401(k) with company match.
- Compensation Range: $125,000 – $145,000.
Wealthspire is an inclusive Equal Employment Opportunity employer.
