Requirements
- Minimum of three years of experience in compliance, risk assessment, quality assurance, or monitoring, ideally within an FDIC-insured financial institution, though fintech experience is also suitable
- Proven capability to carry out moderately complex compliance reviews or monitoring tasks with limited daily oversight
- Hands-on experience using established standards, checklists, or evaluation criteria to assess customer-facing content, sales methods, or communications
- Strong commitment to thorough documentation and precision, capable of generating evidence that meets audit standards
- Skill in distilling findings from reviews into clear, organized summaries that inform team decisions
- Ability to navigate uncertain situations by seeking clarification and escalating issues when risk parameters or guidance are unclear
- Demonstrated initiative and accountability, with capacity to independently manage deadlines and deliverables
Nice to Have
- Genuine interest in learning more about company products, regulatory obligations, and the underlying factors that influence compliance risk
Required (7)
- 3+ years of relevant experience in compliance, risk, monitoring, QA, or testing preferably within a FDIC insured bank, but a fintech would also be acceptable
- Demonstrated ability to independently execute moderately complex reviews or monitoring activities with minimal day-to-day guidance
- Experience applying defined standards, scripts, or criteria to assess customer-facing materials, sales practices, or communications
- Strong documentation discipline and attention to detail, with the ability to produce audit-ready evidence
- Ability to synthesize review outcomes into clear, structured summaries that support team-level decision-making
- Comfort operating in some ambiguity, asking clarifying questions, and escalating issues when guidance or risk tolerance is unclear
- A bias for action and accountability, with the ability to manage timelines and deliverables for assigned work independently
Preferred (1)
Curiosity and willingness to deepen understanding of Mercury products, regulatory requirements, and compliance risk drivers
