DriveWhip is seeking a Registered Brokerage Client Service Associate to be the primary service contact for our APAC clients and broker partners. In this fast-paced brokerage role, you will handle operational requests, research client issues, and ensure accurate new business submissions, working within our global, distributed team.
What You'll Do
- Serve as the first point of contact for clients and broker partners on service needs and issues.
- Submit and process operational requests, including funds distributions, cash and stock journals, account updates, and ACATs initiation.
- Research and resolve client issues relating to form submissions, transfers, and various other operational items.
- Interact with internal groups like trading, operations, sales, and engineering to resolve client issues.
- Ensure new business paperwork is accurately and successfully submitted.
What We're Looking For
- One to two years of experience in the securities industry.
- An active FINRA Series 7 license.
- Strong attention to detail, accuracy, and reliability with the ability to thrive in a fast-paced environment.
- Strong written and communication skills.
- Experience with FINRA, Federal, and SEC regulations.
- Ability to collaborate and work effectively in a remote team environment.
- Ability to adapt to a changing business and regulatory environment.
- Enjoys challenges and taking ownership of new responsibilities.
- Excited about DriveWhip's mission and what we're building.
Team & Environment
You'll join a global, distributed team of 230+ members spanning the USA, Canada, Japan, Hungary, Nigeria, Brazil, the UK, and beyond.
Benefits & Compensation
- Competitive Salary & Stock Options
- Health Benefits
- New Hire Home-Office Setup: One-time USD $500
- Monthly Stipend: USD $150 per month via a Brex Card
Work Mode
This is a fully remote position for candidates operating within the APAC timezone.
DriveWhip is proud to be an equal opportunity workplace dedicated to pursuing and hiring a diverse workforce.
