Lead and refine compliance operations by conducting risk assessments, developing key performance indicators, and managing testing processes to support a robust regulatory framework. This role plays a central part in maintaining compliance integrity across AML and OFAC functions within a fast-paced commercial banking environment.
What You'll Do
- Conduct compliance risk evaluations and present findings to senior management
- Design and maintain compliance KRIs for regular board-level reporting
- Oversee the compliance testing function and manage related exception reporting
- Coordinate with internal audit and examination teams to ensure readiness and responsiveness
- Direct the end-to-end process for AML and OFAC risk assessments
- Collaborate with Risk, Operations, and Audit teams to guide compliance strategy
- Deliver timely performance updates, tracking metrics and progress against goals
- Ensure compliance alignment for new products before launch, evaluating both operational and technical readiness
- Apply agile principles to deliver improvements efficiently and effectively
Requirements
- Minimum of 5 years in commercial banking compliance
- Strong grasp of compliance frameworks related to payment products and systems
- Familiarity with SWIFT and Fedwire payment networks and associated risks
- Expertise in CDD and EDD protocols for corporate and financial institution clients
- Proven ability in compliance testing, reporting, and process development
- Experience mapping compliance workflows and assessing product requirements
- Strong analytical skills with sound decision-making capabilities
- Excellent communication, time management, and prioritization abilities
Benefits
- Full-time permanent position
- Hybrid work model with 3 days per week in Stamford, Connecticut
- Remote flexibility for 2 days weekly
- Discretionary annual bonus
- Comprehensive benefits package
