Requirements
- 10+ years of trading operations experience within an RIA, multi-family office, wealth management firm, or broker-dealer
- Demonstrated leadership experience managing and developing a trading team at the VP or Director level
- Deep proficiency in an order management system; RedBlack strongly preferred
- Extensive knowledge of execution strategies (FWAP, TWAP, market orders, etc.)
- Execution experience across mutual funds, ETFs, individual equities, and SMAs
- Knowledge of SEC best-execution requirements and the RIA regulatory framework
- Track record designing and enforcing trading risk controls and IPS compliance
- Exceptional cross-functional communication and presentation skills
- Highly organized and able to manage high-volume trading demand from multiple advisor teams
Nice to Have
- CFA designation
- Experience with Salesforce
- Familiarity with portfolio accounting systems (Addepar or equivalent) and custodian platforms (Schwab, Fidelity)