About the Role
This role is responsible for managing compliance frameworks within institutional and markets divisions, monitoring regulatory changes, and supporting risk-based decision-making across global operations.
Responsibilities
- Lead compliance initiatives for institutional trading and markets divisions
- Monitor regulatory developments affecting financial services and trading platforms
- Assess compliance risks associated with new products and market expansions
- Collaborate with legal and risk teams to implement regulatory requirements
- Conduct regular compliance reviews and internal audits
- Develop and deliver compliance training programs for relevant teams
- Maintain up-to-date compliance policies and procedural documentation
- Support incident investigations and regulatory inquiries
- Engage with regulators and external auditors as required
- Ensure adherence to anti-money laundering and sanctions protocols
- Evaluate third-party compliance obligations and contractual terms
- Track changes in global financial regulations impacting operations
- Advise business units on compliance implications of strategic initiatives
- Oversee transaction monitoring systems for institutional activity
- Report compliance metrics and risks to senior management
- Support cross-border regulatory coordination
- Maintain relationships with compliance counterparts in international offices
- Ensure consistency with internal control frameworks
- Participate in system and process change reviews from a compliance perspective
- Assist in the development of compliance key performance indicators
Compensation
Competitive salary and benefits package offered
Work Arrangement
Hybrid work model with flexibility based on location and role requirements
Team
Part of the global compliance team supporting institutional business operations
Why This Role Matters
This position plays a critical part in maintaining trust and regulatory integrity as the business scales globally, ensuring compliance keeps pace with innovation in financial markets.
What to Expect
You will operate at the intersection of business growth and regulatory compliance, providing guidance that enables responsible expansion in institutional services and trading platforms.
Visa sponsorship may be available for qualified candidates
