About the Role
This position supports regulatory compliance through accurate data analysis, license tracking, and testing oversight within a structured financial environment.
Responsibilities
- Monitor and maintain compliance licensing records for accuracy and completeness
- Analyze testing data to ensure adherence to regulatory standards
- Support audits by preparing documentation and data reports
- Track license renewals and regulatory deadlines across jurisdictions
- Identify discrepancies in compliance data and recommend corrective actions
- Collaborate with legal and operations teams to align data practices with regulations
- Generate periodic compliance reports for internal stakeholders
- Validate data inputs from third-party testing providers
- Maintain databases for license tracking and compliance testing outcomes
- Ensure data privacy and security protocols are followed
- Assist in the development of automated compliance monitoring tools
- Review regulatory changes and assess impact on data requirements
- Coordinate with state agencies on licensing submissions
- Troubleshoot data inconsistencies in testing workflows
- Provide data insights to support policy decisions
- Standardize data collection methods across compliance functions
- Conduct quality assurance checks on compliance datasets
- Support onboarding of new compliance systems or software
- Document data processes and compliance procedures
- Respond to internal and external data inquiries related to licensing
- Maintain version control for compliance documentation
- Work cross-functionally to improve data accuracy and reporting timelines
- Assist in training team members on compliance data tools
- Prepare materials for regulatory examinations
- Ensure consistency between testing results and licensing records
Compensation
Competitive salary and benefits package offered
Work Arrangement
Hybrid work model with office and remote flexibility
Team
Collaborative environment within a regulatory-focused analytics team
Why Join Us
- Opportunity to shape compliance systems in a growing organization
- Work with a team dedicated to regulatory excellence and innovation
- Impactful role at the intersection of data and financial regulation
Technology Stack
- Uses modern data platforms for compliance tracking
- Leverages automation for reporting and data validation
- Employs secure cloud-based systems for data storage
No visa sponsorship available for this position
